Capital Market
investment services and activities on the capital market
investment services and activities on the capital market
It is the general term used to define the market where financial instruments are sold and purchased. This market includes all the entities and operations that support these processes. The capital market provides for links between issuers and investors. The capital market deals with the financial instruments that support the capital exchange.
An investor is any individual or legal person, resident or non-resident, who owns the funds he / she intends to use in transactions in financial instruments
Corporate securities issued by national legal entities
Lists of securities admitted to trading on the regulated market/within MTF can be found on the website of the market/system operator bvm.md in the “Markets” directory
The Bank, as an investment company, operates in the capital market, under the „C” type license, series CNPF Nr. 000820, of March 15, 2015, for an unlimited period issued by the National Commission for the Financial Market, offers the following services and activities in the capital market:
Reception and transmission of orders for financial instruments include all operations necessary for the reception by the Bank of the customers’ orders and their transmission for execution at the respective trading place
Execution of orders relating to financial instruments on behalf of customers includes the operations necessary for completion of transactions on sale or purchase of financial instruments on behalf of customers, based on their orders
Investment advice refers to the issuance of a individual personal recommendation to the customer, taking into account the characteristics of the customer, for a transaction concerning a certain financial instrument. This activity involves the provision of the following services: analysis of financial instruments, their assessment and recommendations on sale and purchase of financial instruments, advice and assistance in conducting public offers of securities on the secondary market
The intermediation of the subscription of financial instruments represents intermediation services offered by the Bank to the issuer of securities within an issue, in order to distribute these financial instruments through the public offer, the Bank having or not having the obligation to subscribe the respective issue
The custody of financial instruments includes the depositing of the securities held by the customers with the Bank by opening individual sub-accounts on behalf of each individual customer with a view of separate recordkeeping. Pursuant to the CNPF requirements, the depositing of securities with the Bank is mandatory in case of sale/purchase transactions registered outside the regulated market or MTF
The Bank is a member of the Regulated Market and the Multilateral Trading System (MTF) of the Moldovan Stock Exchange, it is a participant of the Central Depository of Securities